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Compliance Monitoring Software for Regulated Firms

Replace manual testing and disconnected spreadsheets with a centralised compliance monitoring platform. Automate control testing, track issues and demonstrate compliance with confidence.

Built for firms managing risk-based Compliance Monitoring Programmes across regulatory obligations, policies, controls, thematic reviews, testing, issue management, remediation tracking and management reporting. 

Book a personalised discovery call and see how Ruleguard helps compliance teams streamline monitoring and demonstrate regulatory compliance.

What you'll get

✓ A review of your current compliance monitoring challenges

✓ Examples of how firms automate monitoring workflows and reporting

✓ Insight into linking monitoring activity directly to risks, controls and obligations

✓ Clear recommendations tailored to your organisation

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Simply the best!

“Ruleguard is the best solution we found when looking for a system to manage our regulatory processes and controls”

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Empowering Teams, Simplifying Compliance.

“The feature that I value the most in Ruleguard is the ability to delegate attestations to relevant team members making the whole CASS project a team effort.
Also, the ability to set up several users on the system and have them feel involved in the compliance.”
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Integrated Risk, Effortless Onboarding.

“The software enables us to integrate our Risk Mapping, Breach Log, Attestations and MI in one system with an easy-to-use interface. It is a pleasure to work with the Ruleguard team who make the onboarding process straightforward and tailored to our needs.”
Trusted by banks, wealth managers, asset managers, custodians and investment firms to strengthen their compliance monitoring frameworks. 
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