Client Assets Compliance, Simplified.

Stay compliant. Streamline audits. Reduce CASS risk. 

Discover Ruleguard’s purpose-built Client Assets Compliance Solution, designed to help regulated firms navigate the complexities of CASS with confidence. Whether you're facing governance, risk, and compliance (GRC) challenges or looking to enhance your existing processes, our platform delivers the clarity and control you need.

✔️ Mitigate CASS risk with intelligent, automated workflows
✔️ Simplify compliance mapping across your organisation
✔️ Enable seamless collaboration between internal teams and third parties
✔️Access and electronic feed for CASS rules directly from regulators

Is this solution right for you?

  • Is your firm regulated by a financial services regulatory?
  • Are you currently facing GRC challenges? 
  • Would you like to explore how our comprehensive GRC solution can support you? 

Book your discovery call with out CASS RegTech experts and see how we can support firms with rule mapping, Resolution Packs, CAR, SCAF, ISEM and more.

 

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Who we work with

Financial services companies across various sectors rely on Ruleguard’s software to maintain rigorous compliance standards.

FNZ
Cazenove
Royal London
Fiske
Monex
Rathbones
Nucleus
Quilter Cheviot
Santander
True Potential
Liberum
Computershare