Ruleguard | Consumer Duty Webinar

What to Expect:

The Consumer Duty requirements came into force in July 2023 and after just 3 months, the FCA’s message is clear; when it comes to Consumer Duty ‘once is not done’.

Ruleguard’s experts will be examining regulatory feedback and discussing key steps for firms to take now to demonstrate compliance, as well as to help prepare for the next milestone of July 2024.

Join Ruleguard as we consider the following aspects of Consumer Duty:

Key steps to prepare for July 2024
Demonstrate good governance
Improve risk management
Monitor good outcomes
Ruleguard’s approach

We’ll help you with practical tips to demonstrate ongoing compliance with your obligations.

Ruleguard - Consumer Duty Webinar - Snapshot

Priscilla Gaudoin

Head of Risk & Compliance

Priscilla is a certified compliance professional specialising in governance, risk management, and compliance. With a career spanning 25+ years, she has held executive roles as a consultant, CCO & MLRO across the FS industry.

Priscilla is a GRC specialist and is responsible for the regulatory thought leadership strategy at Ruleguard. She regularly hosts webinars and authors articles & white papers focused on raising awareness of key regulatory matters.

Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.

ON DEMAND

Beyond the Checklist:

Unveiling the True Essence of Consumer Duty

Priscilla Gaudoin

Head of Risk & Compliance

Matthew Bruce

Platform Director

What to Expect:

Webinar Speakers

Priscilla Gaudoin

Head of Risk & Compliance

Matthew Bruce

Platform Director

Watch on demand