Build a Winning Risk Strategy
On demand Webinar
Priscilla Gaudoin
Head of Risk & Compliance
Matthew Bruce
Platform Director
Build a Winning Risk Strategy
The ability to identify, manage and control risks is a basic requirement for regulated firms, but demonstrating appropriate systems and controls isn’t always easy. Firms continue to receive hefty fines from the regulators for failing to meet Principles 2 & 3, and the more detailed SYSC requirements. How can we improve our risk management frameworks?
We'll consider the following aspects:
-
Key features of a risk aware culture
-
Understanding risk maturity in firms
-
Risk appetite and its impact
-
Internal communications
-
Understanding a risk management framework
View our event and learn more about our practical solutions to help you keep track of what’s important to you and your business.
Speakers
Priscilla Gaudoin
Head of Risk & Compliance
Priscilla is a certified compliance professional specializing in governance, risk management, and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.
She has also held senior management roles as both a Chief Compliance Officer and MLRO.
Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
Matthew Bruce
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years’ experience in software development and has worked on Ruleguard since launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
Watch on demand
Unlock the Build a Winning Risk Strategy webinar now!