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SEAR in Action

Real-World Challenges, Lessons & What's Next

Leaders from U.S. Bank and BGC Partners share practical insights on implementing and operationalising SEAR, including what firms are getting wrong, and why accountability now requires more than documentation alone.

SEAR Panel

What you'll hear in the session

Four themes from the panel

Practitioners share what's changed, what's breaking, and what firms need to do next.

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Keeping pace with change

"The challenge is keeping up to date and managing all of our regulatory obligations in a really dynamic environment."

 

Kay Woolmer, BGC Partners

 

 

 

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Manual processes at breaking point

"You really do have to have an automated system in order to deliver all the requirements and keep everything accurate and timely."

 

Amanda Breen, U.S. Bank

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Technology must support governance

"A system isn't the be all and end all. It needs to be supported by guidance, policies and processes."

Kay Woolmer, BGC Partners

How Ruleguard helps

Simplify SEAR. Strengthen governance. Reduce risk.

Ruleguard helps firms like U.S. Bank and BGC streamline and automate their accountability frameworks.

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SEAR accountability frameworks

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Governance workflows

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SM&CR fitness & probity

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Regulatory evidence

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Responsibility mapping

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Audit readiness

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Download our free Top 10 Key Takeaways
Discover the top SEAR compliance and governance lessons firms are learning about accountability, reasonable steps, governance technology and AI. Download the Ruleguard insights guide today.