Control Your Conflicts

Control your Conflicts: Strategies for Transparency & Integrity

Thursday 25 April 2024 | 10.30am - 11.30am (GMT)

Regardless of jurisdiction, supervisors expect firms to act in the best interests of their clients. Linked to this expectation is the requirement that a firm must manage its conflicts of interest fairly, both between itself and its clients, and between one client and another.  Additionally, firms need to manage conflicts that may arise from its employees (including directors and NEDs) and a firm’s activities. For example, how do you decide which supplier to use? Who's involved in the decision making?

This event will explore the topic of managing conflicts effectively within financial services.  

During this session, we’ll consider:

• The importance of identifying and disclosing conflicts of interest
• Regulatory requirements and compliance considerations
• Understanding Conflicts of Interest
• Best practices for mitigating conflicts and maintaining transparency
• Strategies for ethical decision-making in complex situations
• Case studies and lessons learned

Whether you’re a financial professional, compliance officer or industry stakeholder, this event offers valuable insights and practical guidance for navigating the ethical landscape of financial services.

This event is free to attend and is CPD-acknowledged by the International Compliance Association (ICA).